Our client, a Mid-sized investment bank and broker dealer advisory Firm, is looking for a new Chief Compliance Officer in New York City. This is a standalone role.
The ideal candidate will have:
- Minimum bachelor's degree in finance or similar field
- Strong broker deal knowledge
- Have control room experience
- Conflict analysis experience
This is a high visibility level role that will see you build and manage relationships across the business globally. You will need to possess a strong academic profile, commercial mindset, and excellent organization skills combined with the ability to work with all levels in the organization as a business partner.
Compensation is competitive and commensurate with industry experience.
To learn more about this opportunity or similar ones, please apply and/or email Eric Alvarado.