Chief Compliance Officer - Finance - NYC

Job Title: Chief Compliance Officer - Finance - NYC
Contract Type: Permanent
Location: New York, USA
Salary: US$180000.00 - US$200000.00 per year + bonus
Reference: BBBH21086_1557145481
Contact Name: Eric Alvarado
Contact Email:
Job Published: May 06, 2019 13:24

Job Description

Our client, a Mid-sized investment bank and broker dealer advisory Firm, is looking for a new Chief Compliance Officer in New York City. This is a standalone role.

The ideal candidate will have:

  • Minimum bachelor's degree in finance or similar field
  • Strong broker deal knowledge
  • Have control room experience
  • Conflict analysis experience

This is a high visibility level role that will see you build and manage relationships across the business globally. You will need to possess a strong academic profile, commercial mindset, and excellent organization skills combined with the ability to work with all levels in the organization as a business partner.

Compensation is competitive and commensurate with industry experience.

To learn more about this opportunity or similar ones, please apply and/or email Eric Alvarado.

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