Our client, a global Asset Management firm with $350+bln AUM, is looking for a Chief Compliance Officer/Chief Legal Officer in New York. You will report into the US CEO and have full ownership of the compliance program.
The position requires excellent working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 as well as experience related to SEC rules and regulations ideally in relation to private equity & middle market direct lending and credit-oriented products.
The ideal candidate must have experience CCO/CLO experience with a U.S. registered investment adviser or mutual fund as well as strong Experience in Structured Credit and Collateralized Loan Obligations + private fund compliance field and/or at a regulator handling examinations, regulatory issues and operational risk concepts.
You will need to possess a strong academic profile, excellent organizational & communication skills and proven experience working with executives globally. This is a role which will offer you outstanding career progression and development at a household name. Compensation is competitive and commensurate with industry experience.
For more information on this confidential search, please contact Benjamin Ellison on 646 766 1212 or