Chief Compliance Officer/General Counsel - AM - NYC

Job Title: Chief Compliance Officer/General Counsel - AM - NYC
Contract Type: Permanent
Location: New York, USA
Salary: US$200000 - US$250000 per year + bonus (with upside over time)
Reference: BBBH20028_1542320940
Contact Name: Ben Ellison
Contact Email:
Job Published: November 15, 2018 22:29

Job Description

Our client, a global asset manager, is looking for a Chief Compliance Officer & General Counsel (CCO/GC) in New York. You will work as part of the senior management team and be mentored by the current Global CCO and US CEO.

Ideally looking for someone ready to take a step up into a CCO/GC level role and excited to play a key role in a growing business which leverages business partners globally. Strategy is to launch a U.S. Structured Credit and CLO (Collateralized Loan Obligation) business, as well as develop a Private Debt Real Assets activity. They will then aggressively expand into a range of products and further build their expertise in the U.S. market.

The position requires excellent working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 as well as experience related to SEC rules and regulations. While this is not required, you will ideally possess a Structured Credit and CLO (Collateralized Loan Obligation) background.

You will need to possess a strong academic profile, excellent organizational & communication skills and proven experience working with executives globally. This is a leadership role which will offer you outstanding career progression and development with significant upside in compensation over time.

For more information, please contact Benjamin Ellison on 646 766 1212 or

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