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Compliance Officer | Financial Services | NYC

Job Title: Compliance Officer | Financial Services | NYC
Contract Type: Permanent
Location: New York, USA
Industry: financial services
Salary: US$120000 - US$150000 per year + Bonus
Start Date: ASAP
REF: BBBH20477_1546976642
Contact Name: Jack McManus
Job Published: 10 days ago

Job Description

Our client, a financial services firm, is looking for a compliance officer to help develop their central/core compliance program which will support all lines of business. This position will report to the Global Chief Compliance Officer and the Head of Regulatory Relations.

Main Responsibilities:

  • Identify and respond to regulatory inquiries
  • Draft and implement policies and procedures
  • Training
  • Monitoring and Assurance

Qualifications:

  • 5+ years of experience in compliance
  • Experience working at a regulator (SEC, CFTC, FINRA, FRB)
  • Law degree preferred

If interested please respond to this advert.