Our client, a financial services firm, is looking for a compliance officer to help develop their central/core compliance program which will support all lines of business. This position will report to the Global Chief Compliance Officer and the Head of Regulatory Relations.
- Identify and respond to regulatory inquiries
- Draft and implement policies and procedures
- Monitoring and Assurance
- 5+ years of experience in compliance
- Experience working at a regulator (SEC, CFTC, FINRA, FRB)
- Law degree preferred
If interested please respond to this advert.