Compliance Officer | Financial Services | NYC

Job Title: Compliance Officer | Financial Services | NYC
Contract Type: Permanent
Location: New York, USA
Salary: US$120000.00 - US$150000.00 per year + Bonus
Start Date: ASAP
Reference: BBBH20477_1546976642
Contact Name: Jack McManus
Contact Email:
Job Published: January 08, 2019 19:44

Job Description

Our client, a financial services firm, is looking for a compliance officer to help develop their central/core compliance program which will support all lines of business. This position will report to the Global Chief Compliance Officer and the Head of Regulatory Relations.

Main Responsibilities:

  • Identify and respond to regulatory inquiries
  • Draft and implement policies and procedures
  • Training
  • Monitoring and Assurance


  • 5+ years of experience in compliance
  • Experience working at a regulator (SEC, CFTC, FINRA, FRB)
  • Law degree preferred

If interested please respond to this advert.

Get similar jobs like these by email

By submitting your details you agree to our T&C's