Compliance Operations Manager | Finance | NYC

Job Title: Compliance Operations Manager | Finance | NYC
Contract Type: Permanent
Location: New York, USA
Salary: Up to US$120000 per year + Bonus
Reference: BBBH19815_1539272882
Contact Name: Jack McManus
Contact Email:
Job Published: October 11, 2018 16:48

Job Description

Our client, an international bank, is seeking a Central Compliance Operations Manager FINRA and NFA experience to join their team in either Jacksonville, Florida or New York City. The Manager will function in the Compliance Operations team which is within Central Compliance. Central compliance is responsible for overseeing and advising licensing for regulated the clients entities and internal policies relating to compliance.

The Ideal Candidate will have:

  • 5 years in broker dealer/swap compliance
  • Expert in FINRA and NFA requirements
  • Experience overseeing and advising licensing requirements
  • Bachelor's degree in relevant field

If interested, please respond to this advert, email me at

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