Compliance, Senior Analyst - Asset Management - Philadelphia

Job Title: Compliance, Senior Analyst - Asset Management - Philadelphia
Contract Type: Permanent
Location: Philadelphia, Pennsylvania
Salary: US$80000.00 - US$105000.00 per year + Bonus
Reference: BBBH17810_1519688662
Contact Name: Ben Ellison
Contact Email:
Job Published: February 26, 2018 23:44

Job Description

Our client, a leading global alternative asset manager (100+ bln aum), is looking for a senior Analyst to join its growing team in Philadelphia. You will be working closely with the DCCO and CCO.

The main responsibility will be to:

  • assist on all aspects of the compliance program required for an SEC-registered investment adviser, with an emphasis on reviewing marketing material and various elements of the 206(4)-7 annual testing and monitoring program in accordance with the US Investment Advisers Act of 1940 (the "Advisers Act") and the US Investment Company Act of 1940 (the "Company Act")
  • assess the impact of material regulatory developments throughout the Americas and assist in implementation of new policies, procedures and controls across the different businesses
  • helping to coordinate regulatory examinations

The role will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work in a fast paced international environment. Compensation is competitive and commensurate with industry experience.

For more information, please contact Benjamin Ellison on 646 766 1212 or