Equity Compliance - Financial Services - NYC

Job Title: Equity Compliance - Financial Services - NYC
Contract Type: Permanent
Location: New York, USA
Salary: US$120000.00 - US$130000.00 per year + bonus
Reference: BBBH21415_1558727562
Contact Name: Eric Alvarado
Contact Email:
Job Published: May 24, 2019 20:52

Job Description

Our client, an Investment Bank in New York, is looking for an Equity Compliance Manager for their New York Office. This at an AVP level.

The ideal candidate would have below:

  • Experience with Regulation NMS, OATS, SHO
  • Trade reporting/advising on a trading floor
  • Series 7 and 24 a plus
  • Strong communication skills

This is a high visibility level role that will see you build and manage relationships across the business globally. You will need to possess a strong academic profile, commercial mindset, excellent organization and communication skills combined with the ability to work with all levels in the organization as a business partner. Compensation is competitive and commensurate with industry experience.

To learn more about this opportunity or similar ones, please apply and/or email Eric Alvarado.