Financial Regulatory Counsel (Temp) - Technology - New York

Job Title: Financial Regulatory Counsel (Temp) - Technology - New York
Contract Type: Contract
Location: Manhattan, New York
Salary: Negotiable
Start Date: ASAP
Reference: BBBH22689_1573509772
Contact Name: Robynne McPadden
Contact Email:
Job Published: November 11, 2019 22:02

Job Description

I'm currently working with a leading technology firm who have a vacancy for a contractor in their regulated entity. This entity focuses on electronic trading for securities and derivatives across a breath of asset classes.

Success in this role requires:

  • Trained and qualified within a law firm, with experience working with Broker-Dealers or the Securities industry
  • Experience advising regulated businesses to ensure they remain compliant with all regulatory and commercial commitments
  • Assist with the drafting and negotiating of agreements and any responses to regulators
  • Provide guidance on and be able to assist with the implementation of US regulatory controls

Contract Information:

  • 10 months (until the end of summer 2020)
  • Competitive rate on offer
  • Located in midtown Manhattan

Please reach out for more information, and let me know if you have any initial questions.

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