Our client, a leading global private equity firm (100+ bln aum), is looking for a Compliance Associate level hire in New York. You will be working closely with the CCO
The main responsibility will be to:
- assist on all aspects of the compliance program required for an SEC-registered investment adviser, with an emphasis on reviewing marketing material and various elements of the 206(4)-7 annual testing and monitoring program in accordance with the US Investment Advisers Act of 1940 (the "Advisers Act") and the US Investment Company Act of 1940 (the "Company Act")
- assess the impact of material regulatory developments throughout the Americas and assist in implementation of new policies, procedures and controls across the different businesses
- helping to coordinate/manage regulatory examinations
The role will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work in a fast paced international environment. Compensation is competitive and commensurate with industry experience.
For more information, please contact Benjamin Ellison on 646 766 1212 or