MD Compliance - Consulting firm - New York

Job Title: MD Compliance - Consulting firm - New York
Contract Type: Permanent
Location: New York, USA
Salary: US$225000.00 - US$300000.00 per year + bonus
Reference: BBBH18101_1528206753
Contact Name: Ben Ellison
Contact Email:
Job Published: June 05, 2018 14:52

Job Description

Leading buy side consulting firm in New York is looking for an MD level hire to manage the Compliance practice of their New York Office.

You will be responsible for leading a large team which provides tailored compliance and regulatory support to SEC registered & unregistered investment advisors, broker dealers and CPO/CTAs.

The ideal candidate must have experience in the Hedge/Private fund compliance field and/or in the compliance consulting field and/or at a regulator (SEC) handling examinations and regulatory issues.

Knowledge of the Investment Advisers Act of 1940 is required with CFTC/FINRA/NFA/broker dealer compliance a plus.

No travel required.

No experience in business development required.

Excellent $$.

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