Regulatory Reporting - FinTech - NYC

Job Title: Regulatory Reporting - FinTech - NYC
Contract Type: Contract
Location: New York City
Contact Name: Robynne McPadden
Contact Email:
Job Published: June 04, 2020 02:04

Job Description

A prominent e-trading platform, based in NY, are looking to add to their Regulatory Reporting function with the addition of two new integral hires. 

Joining a relatively new team, you will:

  • Support Head of Regulatory Reporting in the production and submittal of reports externally to regulators (including FINRA, SEC)
  • Prepare & analyze financial reports produced in accordance with US Generally Accepted Accounting Principles (US GAAP) and regulatory requirements
  • Utilize prior broker-dealer industry experience to develop and maintain robust internal controls, reconciliations & reporting procedures
  • Drive automation and efficiencies, and work with internal IT and Change Management functions to design, implement, and test changes
Successful candidates will:
  • Come from a CPA, audit or financial reporting background and be able to demostrate knowledge of financial statement production
  • Demonstrate an excellent working knowledge of broker-dealer regulatory reports 
  • Embody a 'hands-on' and solutions-orientated approach
  • Have excellent commmunication and stakeholder management skills, with both internal and external stakeholders (including technology/change teams, middle office functions, regulators, and auditors)
This is an excellent opportunity to truly have an impact on a firm and be integral in the design of a regulatory functions. For more info, please reach out without delay to Robynne McPadden at Twenty Group.

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