A global investment bank is looking for a Trade Surveillance Analyst to join its growing team in Toronto. The successful candidate will provide supervisory compliance support to the front office's equities business and ensure trading activities are compliant with current and future regulatory requirements in Canada and the US.
The ideal candidate will have compliance experience working at a broker-dealer with knowledge of FINRA or SEC regulations and regulatory rules. OATS, TMX, MX Trade Compliance experience preferred
For more information, and a discussion in confidence, please contact Benjamin Ellison on +1 646 766 1212 or