Trade Compliance - Investment banking - Toronto Canada

Job Title: Trade Compliance - Investment banking - Toronto Canada
Contract Type: Permanent
Location: Toronto, Ontario
Salary: US$80000.00 - US$105000.00 per year + bonus
Reference: BBBH17794_1519688409
Contact Name: Ben Ellison
Contact Email:
Job Published: February 26, 2018 23:40

Job Description

A global investment bank is looking for a Trade Surveillance Analyst to join its growing team in Toronto. The successful candidate will provide supervisory compliance support to the front office's equities business and ensure trading activities are compliant with current and future regulatory requirements in Canada and the US.

The ideal candidate will have compliance experience working at a broker-dealer with knowledge of FINRA or SEC regulations and regulatory rules. OATS, TMX, MX Trade Compliance experience preferred

For more information, and a discussion in confidence, please contact Benjamin Ellison on +1 646 766 1212 or