U.S. Regulatory Compliance Officer | Financial Services | NYC

Job Title: U.S. Regulatory Compliance Officer | Financial Services | NYC
Contract Type: Permanent
Location: New York, USA
Salary: US$120000.00 - US$150000.00 per year + Bonus
Start Date: ASAP
Reference: BBBH20477_1551279995
Contact Name: Jack McManus
Contact Email:
Job Published: February 27, 2019 15:06

Job Description

Our client, a financial services firm, is looking for a U.S. Regulatory Compliance Officer to help develop their central/core compliance program which will support all lines of business. This position will run the monitoring and testing program for the U.S. and will report to the Global Chief Compliance Officer and the Head of Regulatory Relations.

Main Responsibilities:

  • Testing/Monitoring/Assurance
  • Supporting various business lines
  • Advisory
  • Interacting with Stakeholders and Senior Management


  • 5+ years of experience in compliance
  • Experience working at a regulator (SEC, CFTC, FINRA, FRB)
  • Law degree preferred

If interested please respond to this advert.

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