Our client, a financial services firm, is looking for a U.S. Regulatory Compliance Officer to help develop their central/core compliance program which will support all lines of business. This position will run the monitoring and testing program for the U.S. and will report to the Global Chief Compliance Officer and the Head of Regulatory Relations.
- Supporting various business lines
- Interacting with Stakeholders and Senior Management
- 5+ years of experience in compliance
- Experience working at a regulator (SEC, CFTC, FINRA, FRB)
- Law degree preferred
If interested please respond to this advert.