Connecting...

U.S. Regulatory Compliance Officer | Financial Services | NYC

Job Title: U.S. Regulatory Compliance Officer | Financial Services | NYC
Contract Type: Permanent
Location: New York, USA
Industry: financial services
Salary: US$120000 - US$150000 per year + Bonus
Start Date: ASAP
REF: BBBH20477_1551279995
Contact Name: Jack McManus
Job Published: 23 days ago

Job Description

Our client, a financial services firm, is looking for a U.S. Regulatory Compliance Officer to help develop their central/core compliance program which will support all lines of business. This position will run the monitoring and testing program for the U.S. and will report to the Global Chief Compliance Officer and the Head of Regulatory Relations.

Main Responsibilities:

  • Testing/Monitoring/Assurance
  • Supporting various business lines
  • Advisory
  • Interacting with Stakeholders and Senior Management

Qualifications:

  • 5+ years of experience in compliance
  • Experience working at a regulator (SEC, CFTC, FINRA, FRB)
  • Law degree preferred

If interested please respond to this advert.