VP Fixed Income Compliance Advisory - Fin Services - New York

Job Title: VP Fixed Income Compliance Advisory - Fin Services - New York
Contract Type: Permanent
Location: New York, USA
Salary: US$120000.00 - US$160000.00 per year + Bonus
Reference: BBBH18157_1523034492
Contact Name: Kendall Hughes
Contact Email:
Job Published: April 06, 2018 18:08

Job Description

Our client, a global investment bank, is looking for a VP/Director - Fixed Income Compliance Advisory profile in New York City. The role will essentially provide compliance advisory services for the fixed income business lines.

The ideal candidate will have:

  • Experience developing and implementing policies and procedures
  • Strong knowledge of practices under the Securities Act and Exchange Act as well as knowledge FINRA regulations
  • Knowledge of fixed income and equities sales and trading markets.
  • Experience providing regulatory, legal and compliance advice to market sales and trading.
  • D. preferred

This is a high visibility level role that will see you build and manage relationships with senior stakeholders within the business on a global scale. Excellent opportunity to move into a globally focused role with excellent career prospects. A highly competitive package is on offer and will be commensurate with industry experience.

For more information, please contact Kendall Hughes on 646-766-1226 or