Our client, a global investment bank, is looking for a VP/Director - Fixed Income Compliance Advisory profile in New York City. The role will essentially provide compliance advisory services for the fixed income business lines.
The ideal candidate will have:
- Experience developing and implementing policies and procedures
- Strong knowledge of practices under the Securities Act and Exchange Act as well as knowledge FINRA regulations
- Knowledge of fixed income and equities sales and trading markets.
- Experience providing regulatory, legal and compliance advice to market sales and trading.
- D. preferred
This is a high visibility level role that will see you build and manage relationships with senior stakeholders within the business on a global scale. Excellent opportunity to move into a globally focused role with excellent career prospects. A highly competitive package is on offer and will be commensurate with industry experience.
For more information, please contact Kendall Hughes on 646-766-1226 or