Our client, a global investment bank, is looking for a VP/Director - Fixed Income Compliance Advisory profile in New York City.
The role will essentially provide compliance advisory services for the fixed income business lines (as well as derivatives) by providing tailored real-time compliance advice to the Dealer's Fixed Income business units.
The ideal candidate will have:
- Strong knowledge of practices under the Securities Act and Exchange Act as well as knowledge FINRA regulations
- Knowledge of fixed income and equity derivative sales and trading market + Agencies, MBS, ABS and credit products.
- Experience advising, developing and implementing policies and procedures.
- Experience providing regulatory, legal and compliance advice to market sales and trading.
- J.D. preferred
This is a high visibility level role that will see you build and manage relationships with senior stakeholders within the business on a global scale. Excellent opportunity to move into a globally focused role with excellent career prospects. A highly competitive package is on offer and will be commensurate with industry experience.
For more information, please contact Benjamin Ellison on or