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Equity Compliance - Financial Services - NYC

Our client, an Investment Bank in New York, is looking for an Equity Compliance Manager for their New York Office. This at an AVP level. The ideal candidate would have below: Experience with Regulation NMS, OATS, SHO Trade reporting/advising on a trading floor Series 7 and 24 a plus Strong communication skills This is a high visibility level role that will see you build and manage relationships across the business globally. You will need to possess a strong academic profile, commercial mindset, excellent organization and communication skills combined with the ability to work with all levels in the organization as a business partner. Compensation is competitive and commensurate with indust...

job type:

Permanent

location:

New York, USA

salary:

US$120000.00 - US$130000.00 per year + bonus

sector:

financial services

SVP Rates Senior Audit Manager - Investment Bank - New York, NY

My client, a systemically important investment bank, is looking to bring on a Senior Vice President to join their G10 Capital Markets audit team. This person will report directly into the Director who covers all of G10 Markets and will run their own team to specifically cover the G10 Rates business. This will be a leadership role in which you will head up a global audit team to support the global G10 business as a whole. Responsibilities include, but are not limited to: Developing an in-depth audit plan built off an audit universe you and your team define Manage entire audit plan from conception to execution for a product line component, function, or a legal entity at a global level. This...

job type:

Permanent

location:

New York, USA

salary:

Negotiable

sector:

financial services

Financial Reporting Analyst - Investment Management - New York

The US Finance team of a prominent European asset manager are looking for a Financial Reporting Analyst to join their team on a contract basis. The US business is relatively standalone and complex in its own right and demands a switched-on, proactive accountant with excellent attention to detail. Role: Act as Financial Controller for six statutory entities Prepare and review daily/monthly reconciliations, month-end close and other financial statements and reports Coordinate with external auditors, other departments and Head Office to enable accurate and efficient completion of audits Research accounting standards and accounting treatments for new products and pending transactions To be su...

job type:

Contract

location:

New York, USA

salary:

US$25.00 - US$35 per hour

sector:

financial services

Risk Manager

A financial institution in New York is in need of a risk management analyst to join their risk management team. This is an urgent hire and will be filled quickly! The role is great for someone looking to continue their career at a smaller institution where you will gain experience in several different areas of risk. Responsibilities include... Reviewing reports from all risk departments and and verifing results Reviewing reports for modeling risk exposure against possible scenarios and comparing results management's risk appetite. Assessing adherence to policies and procedures with respect to internal limits and risk management controls. Coaching Managers in identifying risks and in desig...

job type:

Permanent

location:

New York, USA

salary:

US$70000.00 - US$100000.00 per year

sector:

financial services